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MGL Consulting Corporation

Financial Services Companies

Description

MGL Consulting Corporation provides registration and compliance services to broker/dealers, investment advisors, and insurance companies. It offers risk management services and business solutions to its customers. The companys products include MGL Keys, a Web-based registration guide for the licensing staff of insurance agencies and companies; and MGL AML Audit Tool, a Web-based guide for small to medium size brokers/dealers to complete an analysis of their anti-money laundering programs. Its broker/dealer services include NASD, SEC, NFA, CFTC, and multi-state registration and renewal; regulatory consulting, and Web CRD administration; written supervisory procedures and business plans preparation; continuing education training plans development and conducting of needs analysis for firms; pre-licensing training; annual compliance meetings; financial reporting; and compliance examinations. It also offers SEC and state registration/renewal, IARD administration, form ADV disclosures, supervisory procedures, and compliance examination services to investment advisor firms. In addition, the company provides firm and agent licensing and appointment, renewals, continuing education, and background check services to insurance companies. It also offers Web based pre-licensing and compliance based CE training for financial services professionals. MGL Consulting Corporation has strategic partnerships with BrokerAudit and Complinet. The company was founded in 1984 and is based in The Woodlands, Texas.

Corporate Address

9303 New Trails Drive Suite 400 The Woodlands, TX77381 United States of America

United States of America

281-367-0380

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