Blue River Partners, LLC

Description

Blue River Partners, LLC provides outsourced compliance and operations support services to new and existing investment managers of various sizes for the day-to-day operational aspects of running the advisory business. It offers ongoing compliance and operations services, including small and larger manager services/pricing, new investment offerings, interface with fund administrator, assist administrator with reconciliation differences, setup and maintain broker relationships, monthly NAV review, financial statements, cash management of the fund, and fee calculations and billing. The company also engages in managing the annual audit and preparation of tax returns; reviewing tax filings of fund and management companies; assisting with investor due diligence inquiries; advising on best practices; and providing investor relations. In addition, it engages in assisting with legal document construction and review; employee personal trade clearing; reviewing marketing materials, performance reports, and investor letters; ongoing securities filings; reviewing investor subscription documents and ongoing monitoring for fund compliance; proxy voting; soft dollar administration; investor due diligence inquiries; trade allocation back testing; quarterly compliance review; and SEC and State securities board inquiries and examinations. Further, the company offers advisor registration and compliance program design services, including SEC/State Registration, policies and procedures, and compliance program maintenance; fund/RIA launches and new investment offerings; and fund dissolutions and material non-public information screening. It serves investment fund structures, financial products and investment strategies, and financial service companies in the United States of America. Blue River Partners, LLC was incorporated in 2009 and is based in Dallas, Texas.

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